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«A Design Guide for Earth Retaining Structures Hugh Brooks Civil & Structural Engineer John P. Nielsen Civil & Geotechnical Engineer Basics of ...»

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And as for the Ninth Edition it is my good fortune and privilege to be joined by co-author John P.

Nielsen, Ph.D, a civil and geotechnical engineer with a distinguished career in academia and geotechnical consulting practice. He brings many years experience to enhance and expand the scope of this and the previous edition.

We hope this edition will be helpful in your practice and informative for the engineering student.

And as always, your comments and suggestions will be welcome.

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Evolution of Retaining Structures In the year one-million BC, or thereabouts, an anonymous man, or woman, laid a row of stones atop another row to keep soil from sliding into their camp. Thus was constructed an early retaining wall, and we've been keeping soil in place ever since…… with increasingly better methods and understanding.

The early engineers in the ancient cultures of Egypt, Greece, Rome and the Mayans were masters at invention and experimentation, learning primarily through intuition and trial-and-error what worked and what didn't We marvel at their achievements. Even the most casual observer looks in wonder at the magnificent structures they created and have stood for thousands of years – including countless retaining walls. With great skill they cut, shaped, and set stone with such precision that the joints were paper thin. Reinforced concrete would not be developed for a thousand years, but they used what they had, and learned how to do it better with each succeeding structure. Consider the Great Wall of China, for example, where transverse bamboo poles were used to tie the walls together – a forerunner of today’s “mechanically stabilized earth”. Those early engineers also discovered that by battering a wall so that it leaned slightly backward the lateral pressure was relieved and the height could be extended – an intuitive understanding of the soil wedge theory. Any student of ancient construction methods is awed by the ingenuity and accomplishments of those early engineers.

Major advances in understanding how retaining walls work and how soil generates forces against walls appeared in the 18th and 19th centuries with the work of French engineer Charles Coulomb 1776, who is better remembered for his work on electricity, and later by William Rankine in

1857. Today, their equations are familiar to most civil engineers. A significant body of work was the introduction of soil mechanics as a science through the pioneering work of Karl Terrzaghi in the 1920s.

Indeed, soil mechanics and the design of retaining structures has advanced dramatically in recent decades giving us new design concepts, a better understanding of soil behavior, and hopefully safer and more economical designs.

A Definition:

A retaining wall is any constructed wall that restrains soil or other material at locations having an abrupt change in elevation.

Types of Retaining Structures There are many types of structures used to retain soil and other materials. Listed below are the types of earth retaining structures generally used today. The design of these will be discussed in later chapters.

Cantilevered retaining walls These walls which retain earth by a wall cantilevering up from a footing are the most common type of retaining walls in use today. These walls are classified as “yielding” as they are free to rotate (about the foundation) because of the lack of any lateral restraint. Cantilevered retaining

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walls are generally made of masonry or concrete, or both, but can also take other forms as will be described.

Types of Cantilevered Retaining Walls Include:

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The stem of a masonry wall is usually constructed of either 8” or 12” deep concrete masonry block units. The cells are partially or solid grouted, and are vertically reinforced. An eight-inch block is generally adequate to retain up to about six feet, and a twelve-inch block up to ten to twelve feet.

The stems of a concrete wall must be formed, and can be tapered for economy, usually with the taper on the inside (earth side) to present a vertical exposed face.

Hybrid walls, with both concrete and masonry, can also be constructed using formed concrete at the base, where higher strength is required, then changing to masonry higher up the wall.

A variation for masonry cantilever walls uses spaced vertical pilasters (usually of square masonry units) with in-filled walls of lesser thickness, usually 6" masonry. The pilasters cantilever up from the footing and are usually spaced from four to eight feet on center. These walls are usually used where lower walls are needed – under about six feet high.

Counterfort retaining walls

Counterfort cantilevered retaining walls incorporate wing walls projecting upward from the heel of the footing into the stem. The thickness of the stem between counterforts is thinner (than for cantilevered walls) and spans horizontally, as a beam, between the counterfort (wing) walls. The counterforts act as cantilevered elements and are structurally efficient because the counterforts are tapered down to a wider (deeper) base at the heel where moments are higher. The high cost of forming the counterforts and the infill stem walls make such walls usually not practical for walls less than about 16 feet high. See Figure 1.1.

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These are similar to counterfort walls, but the wings project from the outside face of the wall.

Such walls are generally used in those cases where property line limitations on the earth retention side do not allow space for the large heel of a traditional cantilevered retaining wall.

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This type of wall depends upon the dead load mass of the wall for stability rather than cantilevering from a foundation.

Stacked and mortar-bonded stone, rubble, or rock walls These are usually gravity walls relegated to landscaping features with retaining less than about four feet high. Engineering for such walls is limited, or none at all, and rules-of-thumb prevail (such as a retained height not more than two or three times the base width). Higher walls need engineering to evaluate overturning, sliding, soil bearing and to verify that flexural tension does not exist within the wall (or only as allowed by code for material used) because these walls are generally unreinforced.

Gabion or crib walls

A gabion wall is a type of gravity wall whereby stones or rubble are placed within wire fabric baskets. Crib walls are a variation of the gabion method whereby mostly steel bins are filled with stone or rubble. Another variation is to stack a grillage of timbers and fill the interior with earth or rubble. Precast concrete crib walls are also widely used.

Wood retaining walls

Wood is commonly used for low height retaining walls. Wood retaining walls usually consist of laterally spaced wood posts embedded into the soil, preferably into a drilled hole with the posts encased in lean concrete. Horizontal planks span between the upward cantilevering posts.

Pressure treated wood is used, but even with treatment deterioration is a disadvantage, and wood walls are generally limited to low walls because height is limited by size and strength of the posts.

Railroad ties are also commonly used for both posts and lagging.

Tilt-up concrete retaining walls

Tilt-up concrete construction has been successfully used for retaining walls, either cantilevered or restrained at the top. These site-cast panels are set on concrete pads at panel ends, with the reinforcing projecting out from the bottom. A continuous concrete footing is then cast under the wall to complete the construction. Tilt-up walls are economical for higher walls, but sufficient space is needed to cast the panels.

Segmental retaining walls (SRWs)

Many manufacturers offer various systems of stacked segmental concrete units, steel bins, or other devices that retain soil by stacking individual components. Most are patented systems that are typically battered (sloped backward), primarily to reduce lateral soil pressure, thus requiring a minimal foundation. Reinforced concrete footings, steel reinforcing, or mortar are not used.

Stability of SRW gravity walls depends solely upon the dead weight resisting moment exceeding the lateral soil pressure overturning moment. To attain greater heights – up to 40 feet and more – SRW’s

Page 31. ABOUT RETAINING WALLS: TERMINOLOGYBasics of Retaining Wall Design

also utilize mechanically stabilized earth (MSE), also called reinforced earth, whereby geosynthetic fabric layers are placed in successive horizontal layers of the backfill to achieve an integral soil mass that increases resistance to overturning and horizontal sliding. A variety of facing block configurations and surface colors and textures are available from many manufacturers.

Bridge abutments

These support the end of a bridge and retain the earth embankment leading to the bridge. Bridge abutments usually have angled wing walls of descending height to accommodate the side slope of the embankment. Abutments are designed as cantilever walls, with girder bearing support free to slide at one end to accommodate horizontal expansion movement of the bridge deck. Design requirements for bridge structures are usually governed by the code requirements of the American Association of State Highway and Transportation Officials (AASHTO) and state Departments of Transportation (DOTs) such as California’s CalTrans.

Sheet pile and bulkhead walls

These are generally waterfront structures such as at docks and wharves, but steel sheet piling is also used for temporary shoring on construction sites. Steel sheet units configured for stiffness or concrete panels are driven into the soil to provide lateral support below the base of the excavation or the dredge line. Sheet pile walls cantilever upward to retain earth or are restrained at or near the top by either a slab-on-grade or tiebacks.

Restrained (Non-yielding) retaining walls

Also called “basement walls” (for residential and light commercial conditions) or “tie-back” walls. These walls are distinguished by having lateral support at or near the top, thereby with less or no dependence for fixity at the foundation. Technically, these walls are classified as “nonyielding” walls because the walls cannot move laterally at the top, as opposed to cantilevered (yielding) walls. Such walls are usually designed as “pin connected” both at the top and bottom.

The earth pressure creates a positive moment in the wall, which requires reinforcing on the front of the wall, that is, the side opposite the retained soil.. In some cases it may be cost effective to fix the base of the wall to the footing to reduce both the bending in the wall and restraining force required at the top support.

Footings for these walls are usually designed for vertical loads only. However, it is often desirable to design the lower portion of a basement wall as a cantilevered retaining wall with fixity at the footing so that backfill can be safely placed to avoid bracing the wall, or waiting until the lateral restraint at the top is in place, such as a floor diaphragm. Note that conventional wood floors framed into the top of a basement wall may not provide a sufficient stiffness to allow for the restrained case,

Anchored (tieback) walls

Anchors or tiebacks are often used for higher walls where a cantilevered wall may not be economical. Restraint is achieved by drilling holes and grouting inclined steel rods as anchors into the zone of earth behind the wall beyond the theoretical failure plane in the backfill. The anchors can be placed at several tiers for higher walls, and can be post-tensioned rods grouted into drilled holes, or non-tensioned rods grouted into the drilled holes. The latter are also known as soil nails.

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What the Terms Mean:

Backfill: The soil placed behind a wall.

Backfill slope: Often the backfill slopes upward from the back face of the wall. The slope is usually expressed as a ratio of horizontal to vertical (e.g. 2:1).

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